FAQs for Social Work Compliance

Welcome to the FAQs for Social Work Compliance. Please review these FAQs prior to reaching out to the Practicum Office. If you have questions that are not covered here, please reach out to the Practicum Office.

Compliance Overview

What is compliance?

Compliance requirements may include, but are not limited to, a background check, drug testing, submission of immunization records, TB testing, CPR certification, and other requirements.

These are requirements that the practicum placement agency requires you to complete before you may begin your placement. Compliance requirements vary by practicum placement site and students should NOT begin completing these requirements until instructed to do so by the Practicum Office. Some items may be completed and verified through UNC Charlotte and others may be completed and verified directly with the agency.

It is your (the student’s) responsibility to cover the cost of all compliance items required by the Affiliation Agreement. Time spent completing compliance requirements does not count towards practicum orientation or hours. 

How do I know what compliance requirements to complete?

You will receive an email from the Practicum Office that outlines the requirements you need to complete for verification by UNC Charlotte. Please review this email carefully for details on exactly which items to complete and for instructions on how to submit compliance documentation.

Practicum placement agency sites may have additional requirements that you will need to complete. If your placement agency requires you to complete additional items through their own process and vendors, they should communicate with you directly about this information.

When should I start working on compliance and when is it due?

Do not begin working on any compliance requirements until you receive an email from the Practicum Office with instructions. Starting the requirements early may result in needing to redo some requirements, as some compliance requirements are only valid for a certain amount of time. This email will also include a due date for compliance submission. It is very important to meet the deadline outlined in the email, as a late submission will jeopardize your placement.

Processing these documents takes several weeks. You will NOT be allowed to begin practicum until your compliance is cleared, missing your deadline may delay the start of your practicum placement. Delays in starting your practicum placement may impact your grade for the fall practicum course. Please contact the Practicum Office if additional time is needed.

What should I do if I will not be able to complete the requirements by my assigned deadline?

If you will miss your assigned deadline, please reach out to the Practicum Office and let us know your intended timeline for completing the requirements. BSW students should contact bsw-practicum@charlotte.edu and MSW students should contact msw-practicum@charlotte.edu.

Late submissions may jeopardize your placement. You will NOT be allowed to begin placement until your compliance is cleared and missing your deadline may delay the start of your placement. Delays in starting your placement may impact your fall practicum grade. 

What happens after I submit my compliance requirements?

Once you submit your compliance requirements, they will be reviewed by the CHHS Student Compliance Specialist, who is a staff member in the Dean’s Office. Processing these documents takes several weeks. After being reviewed, the CHHS Student Compliance Specialist will notify the Practicum Office that you have received compliance clearance and the Practicum Office will then notify you. The Practicum Office does not have access to view your compliance submissions or verify your submission. You will NOT be allowed to begin practicum until your compliance is cleared.

What should I do if my Practicum Instructor or Task Supervisor says I don’t need the required compliance that was sent from the Practicum Office?

Most likely, you will still need to complete the compliance requirement sent by the Practicum Office, however, you may contact the Practicum Office to verify the compliance requirements.

BSW students should contact bsw-practicum@charlotte.edu and MSW students should contact msw-practicum@charlotte.edu.

Do I need to submit compliance documents if I am in an employment-based practicum placement?

In most cases, students in employment-based placements will not have to submit compliance requirements. There are a few exceptions, as some agencies will still require UNC Charlotte to verify that you have met the intern/compliance requirements of the agency, even though you are already an employee.

Do I need to submit compliance documents if I am returning to the same practicum placement as last year?

Yes, however, if you are returning to the same placement you may be able to resubmit some of the same materials, such as immunization records and the criminal background check results. Some compliance requirements, including but not limited to the TB test, the flu vaccine, and drug screening, must be updated annually when required.

Who should I talk to if I have concerns about any of the compliance requirements?

Students should reach out to the Practicum Office regarding any concerns about compliance requirements. Additionally, students may be referred to discuss concerns with the CHHS Student Compliance Specialist, depending on the question or concern.

BSW students should contact bsw-practicum@charlotte.edu and MSW students should contact msw-practicum@charlotte.edu.

Will I need to submit any compliance requirements directly to the agency?

Possibly. Some agencies require copies of immunization records, background check results, etc. The Practicum Office is not allowed to release any records, so students will need to submit these documents themselves if requested by the agency.

Additionally, some agencies may utilize their own process/vendor for requirements such as a background check. If your placement agency requires you to complete additional items through their own process and vendors, they should communicate with you directly about this information.

Immunizations

What immunizations are required?

The exact immunization requirements will vary by agency, however, you may be required to complete/provide documentation of some or all of the following immunizations:

  • 3DPT/Tdap (Diphtheria, Tetanus, Pertussis) – series of three
  • Tetanus – within the last 10 years
  • MMR (Measles, Mumps, Rubella) – series of two
  • Hepatitis B – series of three
  • Varicella (Chicken Pox) – series of two
  • Influenza (Flu) – annually, if required
  • COVID-19 – one dose of J&J or two doses of Pfizer/Moderna
  • COVID-19 Booster

Rarely, there may be additional immunizations required by the agency. 

What should I do if I have my immunizations but can’t find my records?

If you do not have access to your records through your doctor’s office, you may consider reaching out to the health department in your hometown. Additionally, MSW students might consider reaching out to Student Health Services at their undergraduate institution to see if they have a copy of your immunization records. 

If you are not able to access to access your immunization records, you should request a titer test from your doctor. Only some immunization requirements have titer tests available.

What are titer tests? Should I be getting titer tests even if I have a copy of my vaccination records?

A titer test is a blood test that measures the presence and amount of antibodies in the blood. Essentially, these can be used to prove immunity to a disease. You should only obtain titer tests if you do not have access to your immunization records, or for varicella, if you are unvaccinated due to contracting varicella (chickenpox) in the past. 

What should I do if I need the flu vaccine but it is not yet available?

The flu vaccine is not always available during certain times of the year. If it’s not available yet, submit your other compliance documentation to receive conditional clearance. Once the vaccine becomes available, get the vaccine and submit your documentation. Failure to submit documentation of the flu vaccine once it is available may result in your practicum hours not being counted.

Can I decline any immunizations?

You may be able to decline the Hepatitis B vaccination by requesting a waiver from chhs-compliance@charlotte.edu. For declination of other immunizations a special request must be made. The CHHS Student Compliance Specialist and/or Practicum Office will need to discuss this with the placement agency and it may or may not be allowed. Please reach out to the Practicum Office if you wish to decline any immunizations (other than Hepatitis B) for further discussion about the next steps.

BSW students should contact bsw-practicum@charlotte.edu and MSW students should contact msw-practicum@charlotte.edu.

Is it okay if I only have one dose of a multi-dose vaccine series?

No, you will need all of your doses. If you are unable to have all your doses by the practicum compliance deadline please contact the Practicum Office (BSW students should contact bsw-practicum@charlotte.edu and MSW students should contact msw-practicum@charlotte.edu) and the CHHS Student Compliance Specialist at chhs-compliance@charlotte.edu.​

Do I have to start over if I don’t have all required doses of a multi-dose vaccine series?

No, you can just begin the next dose needed to complete the series.

Do I need to resubmit my immunization records if I already submitted them for compliance last year?

Yes, if your second placement requires immunization records, you will have to resubmit them.

Tuberculosis (TB) Testing

What is TB testing and what are my options for completing TB testing?

Tuberculosis (TB) is a disease caused by bacteria that affects the lungs. There are two types of tests for TB: the TB skin test and the TB blood test.

  • The TB skin test is performed by injecting a small amount of fluid (called tuberculin) into the skin on the lower part of the arm. After this, the patient must return within 48 to 72 hours to get the results. For a two-step test, the test is administered twice within one month.
  • TB blood tests (specifically the QuantiFERON-TB Gold Plus) are also called interferon-gamma release assays or IGRAs. A health care provider will draw a patient’s blood and send it to a laboratory for analysis and results. The TB blood test (QuantiFERON-TB Gold Plus) can meet the requirements for the one-step TB test and the two-step TB test.

A negative result means that latent TB infection or TB disease is not likely. A positive TB test means the person has been infected with TB bacteria and requires a chest x-ray and TB symptom check.

What is the difference between a 1-step TB test and a 2-step TB test?

A 1-step TB skin test requires two appointments: one placement and one reading. A 2-step TB skin test requires four appointments: the initial placement and reading, and then a second placement and reading that takes place about a week after the first. 

Another option for students who are required to have a 2-step test is to obtain a QuantiFERON-TB Gold blood test, instead. The blood test may be more expensive (consult with your provider and/or insurance) but saves time since students will not need to go back and forth to the lab for skin testing placement and readings. 

Can I decline TB testing?

No, students cannot decline TB testing if it is required by the placement agency. Students who are not able to complete the TB skin test due to medical, religious, or personal reasons will be required to obtain the TB blood test (QuantiFERON-TB Gold Plus).

I just had a TB test last year, do I need another one?

If your placement requires TB testing, you will have to complete another test. TB testing needs to be done annually for practicum placement. TB testing should be completed no earlier than May 1st of the semester before your anticipated placement.

My TB test came back positive, what should I do?

Contact the CHHS Student Compliance Specialist at chhs-compliance@charlotte.edu for next steps.

Criminal Background Check (CBC)

What does the CBC include?

SSN validation, Sex Offender Registry, State Criminal and Other Offenses, Federal Criminal and Other Offenses, OIG/GSA Excluded Parties, and International, if applicable.

Who has access to my results? What is shared?

Only the CHHS Student Compliance Specialist has access to your criminal background check results. The only information shared with the Practicum Office is whether you have submitted all compliance requirements and whether you have received compliance clearance or not. If your background check comes back with something on your record, see the next question to know how it will be shared.

Will I be able to start my practicum placement if there is something on my record?

If there is something on your criminal background check then the CHHS Student Compliance Specialist may notify the Practicum Office. Additionally, the CHHS Student Compliance Specialist will contact the potential agency to see if the results will affect the student’s placement at that agency. 

Can I submit the same results if I had a background check done last year?

If the criminal background check was completed through UNC Charlotte’s partnership with Certiphi, you can use the same results but you must resubmit the results.

Can I complete my background check through another vendor or through my county of residence?

If you have “criminal background check” highlighted on your compliance form, you MUST complete your background check through UNC Charlotte’s partnership Certiphi unless otherwise noted. 

I can’t find the email with instructions for completing for my background check, what do I do?

The email will be sent to your UNC Charlotte email account. Sometimes, it takes a couple of days for the email to arrive. If you cannot find the email in your inbox, first check your spam folder. If it is not there, try searching your inbox for “Application Station – Student Edition” or Certiphi.

If you are required to complete a Criminal Background Check and Drug Screening, you will receive two separate emails from Certiphi/Application Station, one for the background check and one for the drug screening. These emails look very similar and sometimes, Gmail will connect these emails to the same thread.

If it has been more than a week since you received your “Next Steps for Compliance” email, you have checked all of the places suggested above, and you have still not received information about the background check, please reach out to chhs-compliance@charlotte.edu regarding obtaining the necessary information.

How can I view the results from my background check?

Once available, you can view and download your background check results in Certiphi/Application Station by accessing them through the link in the initial email sent from Certiphi/Application Station.

My practicum placement agency has requested a copy of my background check, can the Practicum Office forward it to them?

No, the Practicum Office is not allowed to release your records. If requested, you should submit a copy to the agency directly.

Drug Screening

What type of drug screening will I be required to complete?

If you are required to complete a drug screening, it will most likely be a 12-Panel Drug Screening. A 12-panel screening includes the following drugs:

  • AMP – Amphetamines
  • BAR – Barbiturates
  • BZO – Benzodiazepines
  • COC – Cocaine
  • MAMP – Methamphetamines
  • MDMA – Ecstasy
  • MTD – Methadone
  • OPI – Opiates
  • OXY – Oxycodone
  • PCP – Phencyclidine
  • PPX – Propoxyphene
  • THC – Marijuana
Where can I get the drug screening done?

All drug screenings must be completed using Certiphi, which is UNC Charlotte’s vendor partner. You will receive an email with instructions and will be able to choose a screening site from the list of options provided by Certiphi.

If I had a drug screening done last year, can I submit the same results?

No, if an agency requires a drug screening, it must be completed annually. 

I am prescribed a medication that might cause me to test positive during the screening, what should I do?

If you believe you may test positive due to a medication prescribed by a medical professional, you should include prescription information in the supporting documents upload section of Certiphi and upload a copy of the prescription information to Dropbox when submitting the rest of your compliance requirements. 

I can’t find the email with instructions for completing my drug screening, what do I do?

The email will be sent to your UNC Charlotte email account. Sometimes, it takes a couple of days for the email to arrive. If you cannot find the email in your inbox, first check your spam folder. If it is not there, try searching your inbox for “Application Station – Student Edition” or Certiphi.

If you are required to complete a Criminal Background Check and Drug Screening, you will receive 2 separate emails from Certiphi/Application Station, one for the background check and one for the drug screening. These emails look very similar and sometimes, Gmail will connect these emails to the same thread.

If it has been more than a week since you received your “Next Steps for Compliance” email, you have checked all of the places suggested above, and you have still not received information about the background check, please reach out to chhs-compliance@charlotte.edu regarding obtaining the necessary information.

How can I view the results from my drug screening?

Once available, you can view and download drug screening results in Certiphi/Application Station by accessing them through the link in the initial email sent from Certiphi/Application Station.

My practicum placement agency has requested a copy of my drug screening results, can the Practicum Office forward it to them?

No, the Practicum Office is not allowed to release your records. If requested, you should submit a copy to the agency directly.

Bloodborne Pathogens (BBP) Testing

Where do I take the BBP training and test?

The bloodborne pathogens training and test can be completed via Canvas. To obtain access to the Canvas course, visit the CHHS Bloodborne Pathogen Training site and click the link for “Nursing, Public Health, Social Work, APHCS” students.  Once you click on the link, log in and enroll in the course when asked.

What score do I need on the BBP test?

Social Work students must score a 13 or higher to pass the test.

How do I submit proof that I have taken the test?

Submit a screenshot or clear photo of your results, including your name, score, and date. Only one page is needed.

If I took the BBP training and test last year, do I need to retake it again this year?

It will depend on your placement site requirements. You may be able to use the results from last year if you completed UNC Charlotte’s College of Health and Human Services BBP training. BSW students should contact bsw-practicum@charlotte.edu and MSW students should contact msw-practicum@charlotte.edu.

What should I do if I am out of BBP test attempts?

Contact the CHHS Student Compliance Specialist at chhs-compliance@charlotte.edu

If I have already taken BBP training with my agency or employer, can I submit those results instead?

No, if BBP training is highlighted on your Agency Requirements Form, the BBP test has to be taken online through the UNC Charlotte College of Health and Human Services.

CPR & First Aid Certification

What type of CPR certification do I need?

Please ask your practicum placement agency. If your agency does not have a preference, we recommend you complete training through the American Red Cross or the American Heart Association. These are the most widely accepted certifications. See the next question for advice on how and where to complete the courses. 

Where can I complete CPR certification?

There are several options for students to access this training. For students already in the Charlotte, NC area, the School of Social Work recommends completing CPR certification through the Student Health Center. The Student Health Center offers certification through the American Heart Association and through the American Red Cross. For more information and registration, visit the Student Health Center Classes page.

Additionally, Innovative Solutions is a Charlotte-based organization that is an American Heart Association Training Center. 

If you are not located in Charlotte or are unable to attend training offered through the Student Health Center or Innovative Solutions, visit the American Red Cross or the American Heart Association for classes in your area. 

Can I complete a fully online CPR certification course?

The CPR requirement is based on what your particular site requires – some are more lenient than others. Usually, an in-person component is required, but some agencies may allow a fully online course. You should inquire with your placement agency to determine what is allowed.

Will I need to complete First Aid certification?

Only a few agencies require First Aid/BLSW certification. Like all other compliance requirements, please review your compliance email for exact instructions on which items you are required to complete. If it is required, you should inquire with your placement agency to determine what is allowed.

I’m already CPR/First Aid certified, can I submit that certification to meet this requirement?

As long as your certification meets the agency requirements and will not expire before the end of your practicum placement, you may submit proof of your current certification. 

What should I do if my Practicum Instructor/Task Supervisor said I don’t need CPR and/or First Aid certification, but it is highlighted on my agency requirements form?

Most likely, you will likely still need to complete the CPR and/or First Aid certification. Compliance requirements are set by the agency, and they may have been determined by someone other than your Practicum Instructor or Task Supervisor, such as HR, a business office, or an internship program manager. If there is a discrepancy or you have questions, please contact the Practicum Office to confirm your compliance requirements.

BSW students should contact bsw-practicum@charlotte.edu and MSW students should contact msw-practicum@charlotte.edu.

Other Compliance Requirements

Do I need to purchase liability insurance?

No, UNC Charlotte has secured insurance and this is covered by student fees. This insurance only covers students in your SOWK Practicum coursework.

My practicum placement agency has requested additional requirements, do I have to complete those items too?

Yes, agencies may have additional requirements that you will need to complete via the agency processes. You should work directly with the agency to complete any additional requirements. 

What is myClinicalExchange (mCE) and do I have to use it?

myClinicalExchange (mCE) is an online database used by Novant Health and CaroMont to track compliance items. Only students completing placement at Novant Health or CaroMont for placement are required to register with myClinical Exchange (mCE). You will be contacted via email with additional information regarding accessing mCE.

My Agency Requirements Form says that I need to provide FERPA access to my placement. What do I do?

Please visit the Guest Access Portal & Instructions for details on how to set up FERPA Guest Access.

You should provide the information for your practicum instructor or task supervisor (person supervising you at your placement). You can also let them know that they may receive an email about this, but that no action from them is needed. You only need to provide access to the “Student Profile” section. You do not need to provide access to tax information, transcripts, financial aid, or other information.

I can’t find the answer to my question here, in my compliance email, or in Canvas. Who do I contact?

BSW students should contact bsw-practicum@charlotte.edu and MSW students should contact msw-practicum@charlotte.edu